Dennis L. Markway

IRON HORSE WEALTH MANAGEMENT

Johnston, IA 50131

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CRD#: 4373615

Professional summary

Dennis Lee Markway, CFP®, ChFC®, CLU® is a registered financial advisor currently at IRON HORSE WEALTH MANAGEMENT, LLC located in Johnston, Iowa and APELLA WEALTH located in Johnston, Iowa.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Dennis has worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FINANCIAL PLANNING ASSOC OF IOWA. INVEST RELATED. INDUSTRY GROUP. BD MEMBER. DIR OF PRO BONO ACTIVITIES. START: 01/20/08. 6 HRS MTHLY DURING TRADING. COORDINATE VOLUNTEERS, WORK WITH LOCAL CHARITIES TO COORDINATE ACTIVITIES OF THE ASSOC. 2) EDUCATORS FINANCIAL RESOURCE OF IOWA - COMMERICAL REAL ESTATE. INVESTMENT RELATED. OWNER OF COMMERCIAL REAL ESTATE LEASED OUT TO TENANT. 1 HR MONTHLY DURING TRADING. 3) CURATION RECORDS, CFO. MANAGE ACCOUNTING FOR RECORD LABEL. FINANCIAL RELATED. 4 HOURS MONTHY DURING TRADING. 4) ETHICS INSTRUCTOR. CFP AND INSURANCE ETHICS LECTURER. FINANCIAL RELATED. 1 HOUR MONTHLY DURING TRADING. 5) DELEMA MUSIC. NON FINANCIAL. WRITING, RECORDING, PERFORMING MUSIC.0 HOURS MONTHLY DURING TRADING. 6) ADVISORY COMMITTEE MEMBER, JP MORGAN ASSET MANAGEMENT. INVESTMENT RELATED. 1 HR MONTHLY DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Lee Markway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

August 13, 2012 - Present

IRON HORSE WEALTH MANAGEMENT, LLC

Office #1: 8711 Windsor Parkway Suite 4, Johnston, IA 50131

CRD#: 165164

Johnston, IA

Current

July 9, 2025 - Present

APELLA WEALTH

Office #1: 8711 Windsor Parkway, Suite 4, Johnston, IA 50131

RIA

CRD#: 171106

Johnston, IA

Past

August 14, 2007 - August 8, 2012

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

WEST DES MOINES, IA

Past

August 14, 2007 - August 8, 2012

INVEST FINANCIAL CORPORATION

CRD#: 12984

WEST DES MOINES, IA

Past

June 27, 2007 - July 31, 2007

FBL MARKETING SERVICES, LLC

CRD#: 5309

WEST DES MOINES, IA

Past

March 29, 2001 - March 16, 2007

DIRECTED SERVICES LLC

CRD#: 21675

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APELLA WEALTH

APELLA CAPITAL | APELLA WEALTH | APELLA CAPITAL, LLC

CRD#: 171106 / SEC#: 801-79650

RIA

Registered Investment Advisory firm - (4/29/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/9/2025)

IAR

Iowa
(8/13/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/28/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/1/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/28/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/16/2002

General Securities Principal Examination

Current Firm

APELLA WEALTH

APELLA CAPITAL | APELLA WEALTH | APELLA CAPITAL, LLC

CRD#: 171106 / SEC#: 801-79650

RIA

Registered Investment Advisory firm - (4/29/2014 Approved)

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Contact information

Main Address

65 Memorial Drive Suite C340, West Hartford, CT 06107

Mailing Address

Phone number

(860) 785-2260

Established

Firm type

Fiscal year end

# of Employees

140

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APELLA WEALTH PART 2A OCTOBER 2025 (10/28/2025)

Regulatory assets under management

Total Number of Accounts	19,172
AUM (Assets Under Management)	$ 7,953,076,688

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
03/29/2024	Cover Page	Report
04/30/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dennis L. Markway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Lee Markway's CRS (Customer Relationship Summary).

Certified licenses

Experience

APELLA WEALTH

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

FBL MARKETING SERVICES, LLC

DIRECTED SERVICES LLC

Primary Firm SEC Registration

APELLA WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 4/28/2001

Series 7

Date: 2/1/2002

Series 6

Date: 3/28/2001

Series 24

Date: 3/16/2002

Current Firm

APELLA WEALTH

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

APELLA WEALTH

TRUST BUT VERIFY

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