Jeffrey A. Scott
Professional summary
Jeffrey Alan Scott, who also goes by Jeffrey A Scott, is a registered financial professional currently at EASTDIL SECURED ADVISORS LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2001. Jeffrey has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Alan Scott's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2019 - Present
EASTDIL SECURED ADVISORS LLC
Office #1: 40 West 57th Street 23rd Floor, New York, NY 10019July 1, 2009 - October 1, 2019
WELLS FARGO SECURITIES, LLC
April 1, 2009 - July 1, 2009
WELLS FARGO SECURITIES, LLC
July 1, 2003 - February 25, 2009
WELLS FARGO SECURITIES, LLC
June 3, 2002 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 24, 2001 - May 28, 2002
ANDERSEN CORPORATE FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2019)
(1/30/2020)
(1/1/2020)
(1/23/2020)
(10/1/2019)
(10/31/2019)
(1/23/2020)
(10/11/2019)
(10/2/2019)
(3/18/2020)
(9/8/2020)
(2/5/2020)
(10/2/2019)
(3/10/2020)
(1/10/2020)
(10/2/2019)
(11/26/2019)
(10/7/2019)
(10/7/2019)
(10/24/2019)
(10/21/2019)
(2/7/2020)
(11/5/2019)
(12/3/2019)
(10/2/2019)
(2/11/2020)
(11/21/2019)
(2/3/2020)
(10/3/2019)
(1/23/2020)
(1/22/2020)
(11/15/2019)
(10/3/2019)
(10/18/2019)
(10/16/2019)
(10/15/2019)
(10/4/2019)
(10/25/2019)
(10/7/2019)
(10/7/2019)
(11/20/2019)
(3/20/2020)
(11/10/2020)
(12/23/2019)
(10/3/2019)
(10/29/2019)
(3/19/2020)
(10/14/2019)
(1/16/2020)
(10/21/2019)
(2/18/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EASTDIL SECURED ADVISORS LLC
CRD#: 304434 / SEC#: , 8-70367
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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