John D. Sampietro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Daniel Sampietro JR, who also goes by John David Sampietro Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 2 firms and has passed the Series 63, SIE, Series 99, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2009 - October 22, 2020
TRESTLE POINT, LLC
May 24, 2001 - September 27, 2006
ENERECAP PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TRESTLE POINT, LLC
CRD#: 138494 / SEC#: , 8-67165
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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