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JP

Jennifer M. Pauling

Some features on this profile are disabled
CRD#: 4373293
JP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Mccray Pauling, who also goes by Jennifer Marie Mccray, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 2001. Jennifer had worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Marie Mccray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 13, 2013 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
CHARLOTTE, NC
Past

June 30, 2011 - July 22, 2016

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
CHARLOTTE, NC
Past

August 4, 2009 - June 27, 2011

LPL FINANCIAL LLC

RIA
CRD#: 6413
CHARLOTTE, NC
Past

August 4, 2009 - June 27, 2011

LPL FINANCIAL LLC

BD
CRD#: 6413
CHARLOTTE, NC
Past

February 22, 2005 - August 4, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
CHARLOTTE, NC
Past

February 22, 2005 - June 27, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
CHARLOTTE, NC
Past

January 3, 2005 - February 11, 2005

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
DURHAM, NC
Past

January 3, 2005 - February 11, 2005

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

September 30, 2002 - January 3, 2005

NCF FINANCIAL SERVICES, INC.

RIA
CRD#: 120471
DURHAM, NC
Past

September 30, 2002 - January 3, 2005

NCF FINANCIAL SERVICES, INC.

BD
CRD#: 120471
DURHAM, NC
Past

November 14, 2001 - September 30, 2002

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
DURHAM, NC
Past

April 16, 2001 - September 30, 2002

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/14/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/22/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/12/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/29/2004
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/17/2004
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/14/2003
General Securities Principal Examination

Current Firm

AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA
Registered Investment Advisory firm - (12/22/2000 Approved)
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Contact information

Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFM MARCH 24, 2025 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts12,065
AUM (Assets Under Management)$ 318,037,012,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSPRING FUNDS MANAGEMENT, LLC

CRD#: 110841

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