WS
Wayne H. Shaner
ROCKLEDGE PARTNERS
Easton, MD
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CRD#: 4373203
WS
Professional summary
Wayne Howard Shaner is a registered financial advisor currently at ROCKLEDGE PARTNERS, LLC located in Easton, Maryland.
Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Wayne has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Howard Shaner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2022 - Present
ROCKLEDGE PARTNERS, LLC
RIA
CRD#: 128171
Easton, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(5/23/2022)
Exams
Current Firm
RP
ROCKLEDGE PARTNERS, LLC
ROCKLEDGE PARTNERS, LLC
CRD#: 128171 / SEC#: 801-62314
RIA
Registered Investment Advisory firm - (8/16/2012 Terminated)Maryland
Registered Investment Advisory firm - (8/15/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Easton, MD
Mailing Address
Phone number
(410) 770-3002
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 6,114,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
