Joseph S. Penner

FIRESIDE CAPITAL ADVISORS

Dallas, TX 75254

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CRD#: 4373106

Professional summary

Joseph Stephen Penner JR., who also goes by J. Stephen Penner, Joseph Stephen Penner, Steve Penner, is a registered financial advisor currently at FIRESIDE CAPITAL ADVISORS located in Dallas, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Joseph has worked at 5 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J. Stephen Penner | Joseph Stephen Penner | Steve Penner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Stephen Penner JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2024 - Present

FIRESIDE CAPITAL ADVISORS

Office #1: 14785 Preston Road Suite 590, Dallas, TX 75254

RIA

CRD#: 329297

Dallas, TX

Past

March 12, 2015 - June 21, 2024

FIRESIDE CAPITAL ADVISORS INC.

RIA

CRD#: 175021

DALLAS, TX

Past

August 16, 2006 - November 1, 2006

AMERICAN SECURITIES GROUP, INC.

RIA

CRD#: 43730

DALLAS, TX

Past

February 6, 2006 - April 20, 2015

TRUE NORTH ADVISORS, LLC

RIA

CRD#: 116048

DALLAS, TX

Past

January 16, 1993 - June 12, 2006

FAMCO

RIA

CRD#: 108599

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRESIDE CAPITAL ADVISORS

FIRESIDE CAPITAL ADVISORS | SPRINGVEST WEALTH MANAGEMENT, LLC

CRD#: 329297 / SEC#: 801-129657

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FIRESIDE CAPITAL ADVISORS

FIRESIDE CAPITAL ADVISORS | SPRINGVEST WEALTH MANAGEMENT, LLC

CRD#: 329297 / SEC#: 801-129657

RIA

Registered Investment Advisory firm - (3/8/2024 Approved)

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Contact information

Main Address

14785 Preston Road Suite 590, Dallas, TX 75254

Mailing Address

Phone number

(469) 357-6370

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/17/2025)

Regulatory assets under management

Total Number of Accounts	406
AUM (Assets Under Management)	$ 206,335,083

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph S. Penner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Stephen Penner JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRESIDE CAPITAL ADVISORS

FIRESIDE CAPITAL ADVISORS INC.

AMERICAN SECURITIES GROUP, INC.

TRUE NORTH ADVISORS, LLC

FAMCO

Primary Firm SEC Registration

FIRESIDE CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

FIRESIDE CAPITAL ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRESIDE CAPITAL ADVISORS

TRUST BUT VERIFY

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