Pamela R. Lambert
Professional summary
Pamela R Lambert is a registered financial advisor currently at ZIV INVESTMENT COMPANY located in Chicago, Illinois.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Pamela has worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, SIE, Series 79, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Pamela R Lambert's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Pamela R Lambert's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2018 - Present
ZIV INVESTMENT COMPANY
Office #1: 141 West Jackson Boulevard Suite 2095, Chicago, IL 60604Office #2: 4420 Limestone Rd., Ste 210, Wilmington, DE 19808April 17, 2001 - Present
ZIV INVESTMENT COMPANY
Office #1: 4420 Limestone Rd., Ste 210, Wilmington, DE 19808State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/30/2012)
(8/21/2018)
(8/6/2001)
(7/9/2020)
(8/16/2016)
(1/10/2024)
(4/23/2025)
(1/5/2015)
(3/11/2021)
(8/30/2012)
(1/10/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ZIV INVESTMENT COMPANY
CRD#: 4316 / SEC#: , 8-18119
Contact information
FINRA licenses (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 22,915,455 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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