John J. Sastry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Sastry, CFP®, who also goes by John J Sastry, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2024 - April 1, 2025
PEOPLES SAVINGS WEALTH MANAGEMENT LLC
February 11, 2016 - January 30, 2018
PRUCO SECURITIES, LLC.
October 8, 2015 - January 22, 2016
SIMMONS FIRST INVESTMENT GROUP, INC.
July 20, 2015 - January 22, 2016
SIMMONS FIRST INVESTMENT GROUP, INC.
October 2, 2012 - May 27, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 2, 2012 - May 27, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 5, 2012 - September 10, 2012
EVERBANK WEALTH MANAGEMENT
January 5, 2012 - September 10, 2012
EVERTRADE DIRECT BROKERAGE, INC.
May 23, 2006 - September 29, 2010
EDWARD JONES
May 19, 2006 - September 29, 2010
EDWARD JONES
August 12, 2004 - April 27, 2006
FFP ADVISORY SERVICES INC
August 12, 2004 - April 27, 2006
FFP SECURITIES, INC.
August 12, 2003 - August 4, 2004
MML INVESTORS SERVICES, LLC
October 14, 2001 - August 19, 2003
EQUITABLE ADVISORS, LLC
April 3, 2001 - August 19, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEOPLES SAVINGS WEALTH MANAGEMENT LLC
CRD#: 328711 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,600,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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