David J. Stone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Stone was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1974. David had worked at 6 firms and has passed the Series 63, SIE, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2004 - October 3, 2018
PANAMERICAN CAPITAL SECURITIES LLC
September 24, 2003 - June 9, 2004
DIVINE CAPITAL MARKETS LLC
March 20, 1984 - May 9, 2000
DJS SECURITIES LIMITED
April 17, 1978 - June 17, 1978
GREAT AMERICAN CAPITAL, INC.
April 2, 1975 - May 15, 1977
COMMERCIAL UNION CAPITAL MARKETS, INC.
March 7, 1974 - November 18, 1974
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/4/1974
Registered Representative ExaminationSeries 00
Date: 6/10/1974
General Securities Principal ExaminationCurrent Firm
PANAMERICAN CAPITAL SECURITIES LLC
CRD#: 130190 / SEC#: , 8-66313
Contact information
Documents
Red Flags
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