Tenesha M. Hartgrove

LINCOLN DOUGLAS INVESTMENTS

Hilliard, OH 43026

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CRD#: 4372682

Professional summary

Tenesha Marie Hartgrove, CFP® is a registered financial advisor currently at LINCOLN DOUGLAS INVESTMENTS, LLC located in Hilliard, Ohio.

Tenesha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Tenesha has worked at 3 firms and has passed the Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YLDJ Consulting, not investment related. Rental of Real Estate start date 11/21/11 apprx 0 hrs/month during securities trading hours. Ncrease Financial Services not investment related. Accounting services for small businesses start date 5/2/16 70hours/month during securities trading hours Ron Lykins CPA's not investment related. Tax Preparation apprx 36 hours/month during securities trading hours start date 11/2/16 Intuit not investment related, tax preparation assistance. Start date 12/18/17 apprx 25 hours/month during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tenesha Marie Hartgrove's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Tenesha Marie Hartgrove's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

June 3, 2021 - Present

LINCOLN DOUGLAS INVESTMENTS, LLC

Office #1: 3986 Main St, Hilliard, OH 43026

RIA

CRD#: 155578

Hilliard, OH

Current

May 25, 2021 - Present

LINCOLN DOUGLAS INVESTMENTS, LLC

Office #1: 3986 Main St, Hilliard, OH 43026

RIA

CRD#: 155578

Hilliard, OH

Past

November 1, 2002 - February 2, 2004

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

Past

April 9, 2001 - July 30, 2002

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(3/30/2022)

Ohio
(5/26/2021)

IAR

Ohio
(6/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

General Industry/Product Exam

Series 7TO

Date: 5/25/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/5/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/6/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LINCOLN DOUGLAS INVESTMENTS, LLC

CRD#: 155578 / SEC#: 801-72438, 8-68728

RIA

Registered Investment Advisory firm - SEC (11/29/2011 Terminated)

Georgia

Registered Investment Advisory firm - SEC (6/20/2012 Approved)

Ohio

Registered Investment Advisory firm - SEC (11/15/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1051 Newark Rd, Mount Vernon, OH 43050

Mailing Address

1051 Newark Rd, Mt. Vernon, OH 43050

Phone number

(740) 397-1397

Established

Ohio since 09/15/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (42 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
DENNIS, KENNETH EARL	CEO	2297497
MANSFIELD, DOUGLAS MARR	GENERAL COUNSEL, CORPORATE SECRETARY
BULLOCK, BRANDON LEE	CFO, FINOP	4617848
MOHNEY, BRIAN EUGENE	CHIEF COMPLIANCE OFFICER / AMLCO	2890043

Regulatory assets under management

Total Number of Accounts	199
AUM (Assets Under Management)	$ 97,644,384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tenesha M. Hartgrove

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tenesha Marie Hartgrove's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Tenesha Marie Hartgrove's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN DOUGLAS INVESTMENTS, LLC

FORESIDE DISTRIBUTION SERVICES, L.P.

THE HUNTINGTON INVESTMENT COMPANY

State Registrations and Notice Filings

Exams

Series 7TO

Date: 5/25/2021

SIE

Date: 3/5/2021

Series 6

Date: 4/6/2001

FINRA

Current Firm

LINCOLN DOUGLAS INVESTMENTS, LLC

Contact information

FINRA licenses (42 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

LINCOLN DOUGLAS INVESTMENTS, LLC

TRUST BUT VERIFY

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