Susan G. Beckerman
Professional summary
Susan Giacin Beckerman, who also goes by Susan A Giacin, Susan Anderson Giacin Ms., Susan Anderson Giacin, is a registered financial professional currently at CAPITAL DYNAMICS BROKER DEALER LLC located in New York, New York.
Susan is registered as a RR (Registered Representative) and started their career in finance in 2003. Susan has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Giacin Beckerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2017 - Present
CAPITAL DYNAMICS BROKER DEALER LLC
Office #1: 444 Madison Avenue 21st Floor, New York, NY 10022Office #2: 444 Madison Avenue, New York, NY 10022March 1, 2017 - May 1, 2017
PANTHEON SECURITIES, LLC
April 9, 2014 - February 28, 2017
AMG DISTRIBUTORS, INC.
October 29, 2008 - September 5, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 29, 2008 - September 5, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 23, 2005 - July 31, 2008
CITIGROUP GLOBAL MARKETS INC.
October 8, 2003 - October 26, 2005
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
CAPITAL DYNAMICS BROKER DEALER LLC
CRD#: 148780 / SEC#: , 8-68071
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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