Brendan C. Glynn
Professional summary
Brendan Christopher Glynn, who also goes by Brendan C Glynn, Brendan Glynn, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 2001. Brendan has worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan Christopher Glynn's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2024 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202December 12, 2022 - July 19, 2024
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 5, 2018 - December 13, 2022
BRIGHTHOUSE SECURITIES, LLC
October 11, 2010 - September 18, 2018
AUGUSTAR DISTRIBUTORS, INC.
September 24, 2007 - December 7, 2009
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
September 19, 2007 - December 7, 2009
AMUNDI DISTRIBUTOR US, INC.
March 18, 2004 - September 4, 2007
GUARDIAN INVESTOR SERVICES LLC
February 5, 2003 - March 9, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 10, 2002 - January 9, 2003
RBC CAPITAL MARKETS, LLC
May 10, 2002 - January 9, 2003
RBC CAPITAL MARKETS, LLC
April 25, 2001 - May 24, 2002
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2024)
(7/25/2024)
(7/25/2024)
Exams
FINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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