Richard K. Johnson
Professional summary
Richard Kent Johnson JR., who also goes by Rj Johnson, is a registered financial professional currently at VESTECH SECURITIES, INC. located in St. Louis, Missouri.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2007. Richard has worked at 2 firms and has passed the Series 63, Series 65, Series 82TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Kent Johnson JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2023 - Present
VESTECH SECURITIES, INC.
Office #1: 11477 Olde Cabin Rd. Suite 310, St. Louis, MO 63141April 17, 2007 - June 11, 2009
WADDELL & REED
February 16, 2007 - June 11, 2009
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2023)
Exams
Series 82TO
Date: 8/9/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
VESTECH SECURITIES, INC.
CRD#: 41409 / SEC#: , 8-49409
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VESTECH SECURITIES, INC.
CRD#: 41409St. Louis, MO 63141TRUST BUT VERIFY
Monitor Richard Johnson
Get automatic monthly alerts on:
