Cathleen W. Adams
Professional summary
Cathleen Walker Adams, who also goes by Cathleen Anne Walker, is a registered financial professional currently at INVICTA CAPITAL LLC located in Oakmont, Pennsylvania.
Cathleen is registered as a RR (Registered Representative) and started their career in finance in 2001. Cathleen has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cathleen Walker Adams's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2026 - Present
INVICTA CAPITAL LLC
Office #1: 527 Cedar Way Suite 101, Oakmont, PA 15139February 16, 2024 - March 16, 2026
UBS FINANCIAL SERVICES INC.
April 18, 2011 - March 3, 2022
LAMON & STERN, INC.
August 27, 2010 - February 28, 2011
PATRICK CAPITAL MARKETS, LLC
April 7, 2009 - May 6, 2009
LAMON & STERN, INC.
August 23, 2001 - June 4, 2008
LAMON & STERN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2026)
Exams
FINRA
Current Firm
INVICTA CAPITAL LLC
CRD#: 288101 / SEC#: , 8-69923
Contact information
FINRA licenses (36 States and Territories)
Red Flags
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