Roy J. Stolze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roy Joseph Stolze was a registered financial professional .
Roy is a previously registered financial professional and started their career in finance in 1969. Roy had worked at 4 firms and has passed the Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2011 - December 31, 2012
STOCK MARKET TIMING-ETF
October 13, 1998 - December 31, 2005
R.J. STOLZE & CO., LLC
April 9, 1976 - November 20, 1998
BRUNO, STOLZE & COMPANY, INC.
February 25, 1969 - November 16, 1975
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 2/13/1969
Registered Representative ExaminationF04
Date: 2/28/1976
Financial Principal ExaminationSeries 40
Date: 1/24/1976
Registered Principal ExaminationCurrent Firm
STOCK MARKET TIMING-ETF
CRD#: 158833 / SEC#:
Contact information
Red Flags
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