Michael N. Stolper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Nmn Stolper, who also goes by Michael Stolper, Mike Stolper, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1970. Michael had worked at 2 firms and has passed the Series 63, Series 3, Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - November 29, 2018
STOLPER & CO., INC.
September 23, 1975 - December 14, 2007
STOLPER & CO., INC.
February 13, 1970 - November 3, 1975
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
Primary Firm SEC Registration
STOLPER & CO., INC.
CRD#: 6911 / SEC#: 801-11646, 8-18457
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/9/1968
Registered Representative ExaminationF04
Date: 8/25/1975
Financial Principal ExaminationSeries 00
Date: 8/25/1975
General Securities Principal ExaminationCurrent Firm
STOLPER & CO., INC.
CRD#: 6911 / SEC#: 801-11646, 8-18457
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 184 |
| AUM (Assets Under Management) | $ 585,245,469 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
