Cannen R. Ferrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cannen Randle Ferrell was a registered financial advisor .
Cannen is a previously registered financial advisor and started their career in finance in 2001. Cannen had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2007 - July 22, 2010
PRIVATE ASSET ADVISORS, INC.
May 31, 2007 - April 27, 2010
PRIVATE ASSET GROUP, INC.
March 16, 2004 - June 1, 2007
QA3 FINANCIAL LLC
March 9, 2004 - June 1, 2007
QA3 FINANCIAL CORP.
August 5, 2003 - March 11, 2004
FREEDOM ASSET MANAGEMENT, INC.
February 7, 2003 - March 9, 2004
FREEDOM FINANCIAL, INC.
May 9, 2001 - December 20, 2002
SOUTHMARK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
