Ilan M. Aramati
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ilan M Aramati, who also goes by Ilam M. Aramati, Ilan M Aramati, Ilan Moshe Aramati, was a registered financial professional .
Ilan is a previously registered financial professional and started their career in finance in 2001. Ilan had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2018 - February 27, 2020
ONEAMERICA SECURITIES, INC.
March 5, 2018 - September 14, 2018
W&S BROKERAGE SERVICES, INC.
June 24, 2016 - August 4, 2016
ALLSTATE FINANCIAL SERVICES, LLC
March 5, 2015 - February 17, 2016
TRUIST INVESTMENT SERVICES, INC.
May 19, 2011 - September 24, 2014
NBC SECURITIES, INC.
January 19, 2011 - May 23, 2011
NEW ENGLAND SECURITIES
February 16, 2010 - September 27, 2010
BB&T INVESTMENT SERVICES, INC.
July 4, 2008 - February 16, 2010
MSI FINANCIAL SERVICES, INC.
October 24, 2005 - August 9, 2006
AMSOUTH INVESTMENT SERVICES, INC.
April 17, 2003 - October 4, 2004
METROPOLITAN LIFE INSURANCE COMPANY
April 17, 2003 - October 4, 2004
MSI FINANCIAL SERVICES, INC.
August 15, 2001 - June 18, 2002
JOSEPH STEVENS & CO., INC.
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
