Nathan C. Barington

BARINGTON CAPITAL MANAGEMENT

Green Bay, WI 54304

Some features on this profile are disabled

CRD#: 4371631

Professional summary

Nathan C Barington is a registered financial advisor currently at BARINGTON CAPITAL MANAGEMENT, LLC located in Green Bay, Wisconsin.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Nathan has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan C Barington's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2016 - Present

BARINGTON CAPITAL MANAGEMENT, LLC

Office #1: 926 Willard Dr., Suite 222, Green Bay, WI 54304

RIA

CRD#: 282826

Green Bay, WI

Past

July 24, 2008 - April 13, 2016

VESTURA, LLC

RIA

CRD#: 142926

SISTER BAY, WI

Past

January 30, 2004 - March 11, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

HUTCHINSON, MN

Past

October 1, 2002 - December 31, 2003

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

March 27, 2001 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/8/2018)

IAR

Wisconsin
(3/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/26/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BARINGTON CAPITAL MANAGEMENT, LLC

BARINGTON CAPITAL MANAGEMENT | BARINGTON CAPITAL MANAGEMENT, LLC

CRD#: 282826 / SEC#:

Minnesota

Registered Investment Advisory firm - (8/29/2016 Approved)

Wisconsin

Registered Investment Advisory firm - (3/3/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

926 Willard Dr., Suite 222, Green Bay, WI 54304

Mailing Address

Phone number

(920) 770-5073

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	108
AUM (Assets Under Management)	$ 47,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Gose

EAGLE STRATEGIES LLC

IAR

BELLEVUE, WA

Kourosh Nasseh

CHASE INVESTMENT SERVICES CORP.

Thomas Sullivan

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Fredericksburg, VA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nathan C. Barington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan C Barington's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARINGTON CAPITAL MANAGEMENT, LLC

VESTURA, LLC

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2008

Series 63

Date: 3/27/2001

Series 6

Date: 3/26/2001

Current Firm

BARINGTON CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARINGTON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors