DS
David Simeone
CREATIVE FINANCIAL DESIGNS
Monroeville, PA
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CRD#: 4371593
DS
Professional summary
David Simeone is a registered financial advisor currently at CREATIVE FINANCIAL DESIGNS, INC. located in Monroeville, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Simeone Financial Services, Inc.; investment-related; 206 Gotham Lane, Monroeville, PA 15146; Life Insurance, Health, Disability, Fixed Annuities; Agent; 2001; 4 hours per month; 1/2 hours per month; Meet with clients/prospects to determine their need, review options, review policy, sell policy on an ongoing basis. 2. Firm Foundations Financial Group; Investment related; 201 Penn Center Boulevard, Suite 400, Pittsburgh, PA 15235; Managing Partner, Wealth Advisor; 1/2024; 170 hour per month; 8 hours per month; manage client assets and conduct wealth management, financial planning functions with our clients
CRS (Client Relationship Summary) - RIA
Click below to view David Simeone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2023 - Present
CREATIVE FINANCIAL DESIGNS, INC.
Office #2: 201 Penn Center Boulevard, Suite 400, Pittsburgh, PA 15235RIA
CRD#: 109032
Monroeville, PA
Past
September 17, 2016 - January 9, 2024
TOUCHSTONE CAPITAL, INC.
RIA
CRD#: 282537
PITTSBURGH, PA
Past
July 7, 2005 - June 19, 2017
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
SEWICKLEY, PA
Past
July 7, 2005 - June 19, 2017
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
SEWICKLEY, PA
Past
May 1, 2003 - July 1, 2005
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
MONROEVILLE, PA
Past
April 22, 2003 - July 1, 2005
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
September 24, 2001 - April 29, 2003
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
MONROEVILLE, PA
Past
April 4, 2001 - April 29, 2003
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(12/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CREATIVE FINANCIAL DESIGNS, INC.
CFD INVESTMENTS, INC. | CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)California
Registered Investment Advisory firm - (4/20/2001 Terminated)Florida
Registered Investment Advisory firm - (4/19/2001 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Iowa
Registered Investment Advisory firm - (5/20/2002 Terminated)Kentucky
Registered Investment Advisory firm - (4/19/2001 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2002 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2001 Terminated)Missouri
Registered Investment Advisory firm - (4/19/2001 Terminated)New Jersey
Registered Investment Advisory firm - (4/19/2001 Terminated)North Carolina
Registered Investment Advisory firm - (12/19/2006 Terminated)Ohio
Registered Investment Advisory firm - (4/19/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2704 S Goyer Rd, Kokomo, IN 46902
Mailing Address
P.o. Box # 2244, Kokomo, IN 46904-2244
Phone number
(765) 453-9600
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
