Paul R. Serdynski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul R Serdynski was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2001. Paul had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2014 - February 26, 2021
FREEDOM WEALTH ALLIANCE
May 14, 2014 - September 4, 2019
LPL FINANCIAL LLC
February 26, 2010 - May 16, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 26, 2010 - May 16, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 5, 2001 - March 1, 2010
EDWARD JONES
May 17, 2001 - March 1, 2010
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREEDOM WEALTH ALLIANCE
CRD#: 170456 / SEC#: 801-79331
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,613 |
| AUM (Assets Under Management) | $ 279,810,534 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
