John A. Bricker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Alexander Bricker JR., who also goes by John Alexander, Jr. Bricker Jr., Pete Bricker, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2014 - April 23, 2021
RGT WEALTH ADVISORS
January 12, 1994 - November 26, 2014
SCM ADVISORS LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RGT WEALTH ADVISORS
CRD#: 104953 / SEC#: 801-27090
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,575 |
| AUM (Assets Under Management) | $ 5,751,140,026 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2022 | ||
| 03/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
