Martin D. Eichelberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Davis Eichelberger, who also goes by Martin Davis Eichelberger III, Martin Davis Eichelberger III, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2010. Martin had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2021 - April 26, 2022
J. ALDEN ASSOCIATES, INC.
October 11, 2021 - April 26, 2022
ALDEN CAPITAL
August 15, 2019 - August 7, 2020
CITIZENS PRIVATE WEALTH
April 25, 2016 - January 8, 2020
CITIZENS SECURITIES, INC.
April 12, 2016 - January 8, 2020
CITIZENS SECURITIES, INC.
July 8, 2013 - August 22, 2014
PNC WEALTH MANAGEMENT LLC
July 8, 2013 - August 22, 2014
PNC WEALTH MANAGEMENT LLC
July 9, 2010 - November 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 2, 2010 - November 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. ALDEN ASSOCIATES, INC.
CRD#: 40002 / SEC#: , 8-48938
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALFO, LEE ALBERT | CEO, PRINCIPAL, RESEARCH PRINCIPAL | 4782334 |
| CASTLE CREEK LAUNCHPAD FUND I, LP | SHAREHOLDER | |
| SMITH, KENNETH RICHARD | PRINCIPAL, CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL, AMLCO | 2300203 |
| ENGELBACH, PETER ALDEN | PRESIDENT, PRINCIPAL, OPTIONS PRINCIPAL | 201177 |
| KINZER, CAROL ANN | FINOP | 4519471 |
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
