David J. Mcdonald

TWIN LIGHTS CAPITAL MANAGEMENT LLC

BEVERLY, MA 01915

Some features on this profile are disabled

CRD#: 4370998

Professional summary

David James Mcdonald, who also goes by Dave James Mcdonald, David J. Mcdonald, is a registered financial advisor currently at TWIN LIGHTS CAPITAL MANAGEMENT LLC located in Beverly, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. David has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave James Mcdonald | David J. Mcdonald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Mcdonald's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2024 - Present

TWIN LIGHTS CAPITAL MANAGEMENT LLC

Office #1: 100 Cummings Center Drive Suite 322d, Beverly, MA 01915

RIA

CRD#: 330830

BEVERLY, MA

Past

August 31, 2021 - October 11, 2024

DAKOTA WEALTH, LLC

RIA

CRD#: 297987

Danvers, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/2021

Uniform Investment Adviser Law Examination

Current Firm

TWIN LIGHTS CAPITAL MANAGEMENT LLC

CRD#: 330830 / SEC#:

Massachusetts

Registered Investment Advisory firm - (9/30/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 Cummings Center Drive Suite 322d, Beverly, MA 01915

Mailing Address

Phone number

(617) 331-1078

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 50,572,768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David J. Mcdonald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Mcdonald's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWIN LIGHTS CAPITAL MANAGEMENT LLC

DAKOTA WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/2021

Current Firm

TWIN LIGHTS CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TWIN LIGHTS CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors