Charles H. Hoover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Howard Hoover was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2000. Charles had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2019 - October 1, 2021
BEESE FULMER PRIVATE WEALTH MANAGEMENT
March 10, 2000 - October 2, 2019
MACNEALY HOOVER INVESTMENT MANAGEMENT INC
Primary Firm SEC Registration
BEESE FULMER PRIVATE WEALTH MANAGEMENT
CRD#: 109882 / SEC#: 801-15485
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
BEESE FULMER PRIVATE WEALTH MANAGEMENT
CRD#: 109882 / SEC#: 801-15485
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,257 |
| AUM (Assets Under Management) | $ 1,584,302,453 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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