LD
Lan Dong
PINNACLE STREAM CAPITAL
Dallas, TX
Some features on this profile are disabled
CRD#: 4370840
LD
Professional summary
Lan Dong, who also goes by Lisa Dong, is a registered financial advisor currently at PINNACLE STREAM CAPITAL LLC located in Dallas, Texas.
Lan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Lan has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa Dong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lan Dong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2022 - Present
PINNACLE STREAM CAPITAL LLC
RIA
CRD#: 323426
Dallas, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/12/2022)
Exams
Current Firm
PS
PINNACLE STREAM CAPITAL LLC
PINNACLE STREAM CAPITAL LLC
CRD#: 323426 / SEC#:
Texas
Registered Investment Advisory firm - (10/12/2022 Approved)PREMIUM
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Contact information
Main Address
Dallas, TX
Mailing Address
Phone number
(972) 740-9166
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 6,072,191 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
