Jon Kent Augustine
Professional Summary
Jon Kent Augustine is a registered financial advisor currently at BTC CAPITAL MANAGEMENT located in Des Moines, Iowa. Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jon has worked at 4 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Years of Experience
27 years in the financial services industry
Current & Past Employments
Similar Advisors
PRINCIPAL SECURITIES, INC.
Current Firm
BTC CAPITAL MANAGEMENT | MIDAMERICA INVESTMENT ADVISORY GROUP,INC. | BTC CAPITAL MANAGEMENT, INC.
Contact Information
Main Address
453 7th Street, Des Moines, IA 50309-3702Phone Number
(515) 245-5638# of Employees
17SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
2,199AUM (Assets Under Management)
$4,598,715,309Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2025 | Cover Page | Report |
| 12/16/2024 | Cover Page | Report |
| 01/17/2024 | Cover Page | Report |
Similar Advisors
PRINCIPAL SECURITIES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
BTC CAPITAL MANAGEMENT | MIDAMERICA INVESTMENT ADVISORY GROUP,INC. | BTC CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
(12/18/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
PRINCIPAL SECURITIES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Kent Augustine's CRS (Customer Relationship Summary).
Similar Advisors
PRINCIPAL SECURITIES, INC.
