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CS

Clark B. Stohl

RIDGEVIEW CAPITAL
Salt Lake City, UT 84104
Some features on this profile are disabled
CRD#: 437050
CS

Professional summary

Clark Burton Stohl, who also goes by C Burton Stohl, C. Burton Stohl, is a registered financial professional currently at RIDGEVIEW CAPITAL, LLC located in Salt Lake City, Utah.

Clark is registered as a RR (Registered Representative) and started their career in finance in 1968. Clark has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 1, Series 24 and Series 40 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

C Burton Stohl | C. Burton Stohl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Clark Burton Stohl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 23, 2004 - Present

RIDGEVIEW CAPITAL, LLC

Office #1: 723 W Pacific Ave Suite 100, Salt Lake City, UT 84104Office #2: 723 W Pacific Avenue Suite 100, Salt Lake City, UT 84104
BD
CRD#: 128375
Salt Lake City, UT
Past

January 27, 1998 - October 27, 2000

C. BURTON STOHL & COMPANY, L.L.C

BD
CRD#: 43746
SALT LAKE CITY, UT
Past

February 24, 1978 - July 2, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

May 16, 1973 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

BD
CRD#: 6466
Past

April 5, 1968 - May 16, 1973

DEAN WITTER & CO. INCORPORATED

BD
CRD#: 209

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/21/2004)
RR
Utah
(2/25/2004)

Exams

State Security Law Exam
RR
Series 63
Date: 1/9/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 4/1/1968
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2003
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 3/9/1973
Registered Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RC
RIDGEVIEW CAPITAL, LLC
HARVEST GROWTH PARTNERS, LLC | RIDGEVIEW CAPITAL, LLC

CRD#: 128375 / SEC#: , 8-66128

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
723 W Pacific Avenue Suite 100, Salt Lake City, UT 84104
Mailing Address
723 W Pacific Avenue Suite 100, Salt Lake City, UT 84104
Phone number
(801) 456-1400
Established
Delaware since 08/07/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
C. BURTON STOHL & CO., LLCSHAREHOLDER
GREG R. LARSON & CO., LLCSHAREHOLDER
STOHL, CLARK BURTONMANAGING DIR/SEC./CCO437050

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIDGEVIEW CAPITAL, LLC

CRD#: 128375Salt Lake City, UT 84104

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