Steven Anthony Conard
CFP®Professional Summary
Steven Anthony Conard, CFP® is a registered financial advisor currently at COMPASS FINANCIAL SERVICES located in West Des Moines, Iowa and LPL FINANCIAL LLC located in West Des Moines, Iowa. Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Steven has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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PRINCIPAL SECURITIES, INC.
Videos & Posts
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Contact Information
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PRINCIPAL SECURITIES, INC.
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Disclosures on record.
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PRINCIPAL SECURITIES, INC.
Credentials
Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
COMPASS FINANCIAL SERVICES | PEARSON KURTIS SCOTT | COMPASS FINANCIAL SERVICES, INC.
Contact Information
Main Address
4801 Westown Parkway, West Des Moines, IA 50266Phone Number
(515) 327-1020# of Employees
12SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,909AUM (Assets Under Management)
$407,449,818Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
COMPASS FINANCIAL SERVICES | PEARSON KURTIS SCOTT | COMPASS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
(7/6/2004)
(12/18/2025)
(7/6/2004)
(10/12/2004)
(2/5/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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PRINCIPAL SECURITIES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Anthony Conard's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.
