Ross R. Fabregas

DUTCH ASSET

SELKIRK, NY 12158

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CRD#: 4370315

Professional summary

Ross Ramon Fabregas is a registered financial advisor currently at DUTCH ASSET CORPORATION located in Selkirk, New York.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ross has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 11/2020 - Non-Variable Insurance - Ross Fabregas - Investment Related - Albany, NY 12211 2) 2003 - Real Estate Rental - Investment Related - Albany, NY 12206

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Ramon Fabregas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2025 - Present

DUTCH ASSET CORPORATION

Office #1: 113b Jericho Rd, Selkirk, NY 12158

RIA

CRD#: 170884

SELKIRK, NY

Past

November 10, 2020 - June 10, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

ALBANY, NY

Past

November 9, 2020 - June 10, 2024

LPL FINANCIAL LLC

CRD#: 6413

ALBANY, NY

Past

November 14, 2013 - November 12, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Albany, NY

Past

November 14, 2013 - November 12, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ALBANY, NY

Past

May 4, 2007 - November 20, 2013

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CLIFTON PARK, NY

Past

June 20, 2003 - November 20, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

CLIFTON PARK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUTCH ASSET CORPORATION

CRD#: 170884 / SEC#: 801-122087

RIA

Registered Investment Advisory firm - (8/16/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/19/2022 Terminated)

Florida

Registered Investment Advisory firm - (5/19/2022 Terminated)

Georgia

Registered Investment Advisory firm - (5/24/2022 Terminated)

New York

Registered Investment Advisory firm - (5/19/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/2003

General Securities Representative Examination

Current Firm

DUTCH ASSET CORPORATION

CRD#: 170884 / SEC#: 801-122087

RIA

Registered Investment Advisory firm - (8/16/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/19/2022 Terminated)

Florida

Registered Investment Advisory firm - (5/19/2022 Terminated)

Georgia

Registered Investment Advisory firm - (5/24/2022 Terminated)

New York

Registered Investment Advisory firm - (5/19/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2022 Terminated)

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Contact information

Main Address

113b Jericho Rd, Selkirk, NY 12158

Mailing Address

Phone number

(518) 478-8077

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DUTCH ASSET CORPORATION DISCLOSURE BROCHURE (6/12/2025)

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 91,091,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Ross R. Fabregas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Ramon Fabregas's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

DUTCH ASSET CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2003

SIE

Date: 10/1/2018

Series 7

Date: 6/18/2003

Current Firm

DUTCH ASSET CORPORATION

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUTCH ASSET CORPORATION

TRUST BUT VERIFY

Contact information

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