Sandra A. Kingsley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Ann Kingsley, CFP®, who also goes by Sandy Kingsley, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2001. Sandra had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
September 28, 2001 - July 11, 2022
FBB CAPITAL PARTNERS
Primary Firm SEC Registration
FBB CAPITAL PARTNERS
CRD#: 108967 / SEC#: 801-57836
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FBB CAPITAL PARTNERS
CRD#: 108967 / SEC#: 801-57836
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,990 |
| AUM (Assets Under Management) | $ 2,161,443,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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