Jason N. Anderson

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CRD#: 4370191

Professional summary

Jason N Anderson was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jason N Anderson was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 30, 2018 - December 20, 2019

FMSA

RIA

CRD#: 154136

Beaumont, TX

Past

May 20, 2016 - April 18, 2017

IFS SECURITIES

CRD#: 40375

Beaumont, TX

Past

January 27, 2016 - May 12, 2016

KOVACK SECURITIES INC.

CRD#: 44848

BEAUMONT, TX

Past

April 16, 2007 - February 19, 2016

LPL FINANCIAL LLC

CRD#: 6413

BEAUMONT, TX

Past

May 15, 2001 - April 19, 2007

EDWARD JONES

CRD#: 250

BEAUMONT, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FMSA

FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA

Registered Investment Advisory firm - (8/23/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/30/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/17/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/8/2007

General Securities Principal Examination

Current Firm

FMSA

FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA

CRD#: 154136 / SEC#: 801-71764

RIA

Registered Investment Advisory firm - (8/23/2010 Approved)

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Contact information

Main Address

Delray Beach, FL

Mailing Address

Phone number

(561) 289-2602

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FMSA ADV 2 (3/7/2025)

Regulatory assets under management

Total Number of Accounts	862
AUM (Assets Under Management)	$ 189,133,382

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason N. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

IFS SECURITIES

KOVACK SECURITIES INC.

LPL FINANCIAL LLC

EDWARD JONES

Primary Firm SEC Registration

FMSA

State Registrations and Notice Filings

Exams

Series 66

Date: 3/30/2017

Series 63

Date: 5/17/2001

SIE

Date: 4/18/2017

Series 7

Date: 5/14/2001

Series 24

Date: 8/8/2007

Current Firm

FMSA

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FMSA

TRUST BUT VERIFY

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