Mark E. Chiappara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Edward Chiappara, who also goes by E Mark Chiappara, Edward M Chiappara, Edward Mark Chiappara, Mark E Chiappara, Mark Chiappara, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2001. Mark had worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2021 - December 31, 2023
BRIDGEWAY WEALTH PARTNERS, LLC
July 14, 2021 - August 4, 2025
RAINMAKER SECURITIES, LLC
November 10, 2019 - July 9, 2021
GT SECURITIES, INC.
August 30, 2017 - December 18, 2017
HUDSON PARTNERS SECURITIES LLC
October 20, 2014 - April 6, 2016
BBVA SECURITIES INC.
August 23, 2006 - May 23, 2013
DEUTSCHE BANK SECURITIES INC.
March 17, 2003 - July 24, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 17, 2003 - July 24, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 14, 2002 - October 29, 2002
BANC OF AMERICA SECURITIES LLC
May 9, 2001 - July 10, 2001
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 5/20/2021
Investment Banking Registered Representative ExaminationCurrent Firm
BRIDGEWAY WEALTH PARTNERS, LLC
CRD#: 299810 / SEC#: 801-114569
Contact information
Regulatory assets under management
| Total Number of Accounts | 516 |
| AUM (Assets Under Management) | $ 146,668,357 |
Red Flags
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