Christopher J. Rascionato
Professional summary
Christopher John Rascionato was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Christopher had worked at 8 firms, which includes GLOBAL ARENA CAPITAL CORP, PRESTIGE FINANCIAL CENTER INC., CHELSEA FINANCIAL SERVICES, ACAP FINANCIAL INC., OBSIDIAN FINANCIAL GROUP LLC, WESTROCK ADVISORS INC., EKN FINANCIAL SERVICES INC., HARRISON SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2011 - November 3, 2011
GLOBAL ARENA CAPITAL CORP
June 29, 2010 - July 23, 2010
PRESTIGE FINANCIAL CENTER, INC.
January 13, 2010 - June 21, 2010
CHELSEA FINANCIAL SERVICES
May 30, 2008 - December 15, 2009
ACAP FINANCIAL INC.
April 9, 2008 - April 16, 2008
OBSIDIAN FINANCIAL GROUP, LLC
March 22, 2006 - April 15, 2008
WESTROCK ADVISORS, INC.
April 28, 2004 - February 28, 2005
EKN FINANCIAL SERVICES INC.
July 30, 2003 - September 18, 2003
HARRISON SECURITIES, INC.
April 25, 2002 - June 26, 2003
HARRISON SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL ARENA CAPITAL CORP
CRD#: 16871 / SEC#: , 8-34661
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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