Ron L. Frazier
Professional summary
Ron L Frazier, CFP® is a registered financial advisor currently at FRAZIER WEALTH MANAGEMENT located in Tannersville, Pennsylvania.
Ron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Ron has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ron L Frazier's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
April 5, 2021 - Present
FRAZIER WEALTH MANAGEMENT
Office #1: 2937 Route 611 Suite 15c, Tannersville, PA 18372March 12, 2014 - December 31, 2018
FRAZIER WEALTH MANAGEMENT
December 23, 2011 - October 7, 2013
PNC WEALTH MANAGEMENT LLC
December 23, 2011 - October 7, 2013
PNC WEALTH MANAGEMENT LLC
February 13, 2009 - December 22, 2011
LPL FINANCIAL LLC
February 13, 2009 - December 22, 2011
LPL FINANCIAL LLC
June 17, 2005 - February 9, 2009
CHARLES SCHWAB & CO., INC.
June 7, 2005 - February 9, 2009
CHARLES SCHWAB & CO., INC.
March 28, 2002 - May 26, 2005
BNY INVESTMENT CENTER INC.
April 2, 2001 - March 19, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/5/2021)
Exams
Current Firm
FRAZIER WEALTH MANAGEMENT
CRD#: 312434 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 1,068,000 |
Red Flags
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