Steven G. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven G Bell, who also goes by Steven G. Bell, Mohamed Gacis, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2004. Steven had worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2024 - December 31, 2024
MONACO WEALTH MANAGEMENT LLC
April 2, 2008 - December 31, 2023
MONACO WEALTH MANAGEMENT LLC
November 1, 2006 - April 25, 2008
LPL FINANCIAL LLC
October 27, 2006 - April 25, 2008
LPL FINANCIAL LLC
July 28, 2004 - June 2, 2006
MORGAN STANLEY DW INC.
June 2, 2004 - June 2, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONACO WEALTH MANAGEMENT LLC
CRD#: 146593 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 5,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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