Bradley L. Zanin

ASPEN FINANCIAL SOLUTIONS

CARBONDALE, CO

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CRD#: 4369863

Professional summary

Bradley Lowe Zanin, who also goes by Brad Lowe Zanin, is a registered financial advisor currently at ASPEN FINANCIAL SOLUTIONS, LLC located in Carbondale, Colorado.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Bradley has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Lowe Zanin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Lowe Zanin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2014 - Present

ASPEN FINANCIAL SOLUTIONS, LLC

RIA

CRD#: 167258

CARBONDALE, CO

Past

January 1, 1999 - February 24, 2014

OBERMEYER WEALTH PARTNERS

RIA

CRD#: 110069

ASPEN, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/30/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/2014

Uniform Investment Adviser Law Examination

Current Firm

ASPEN FINANCIAL SOLUTIONS, LLC

CRD#: 167258 / SEC#:

Colorado

Registered Investment Advisory firm - (5/30/2014 Approved)

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Contact information

Main Address

Carbondale, CO

Mailing Address

Phone number

(970) 274-4346

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 16,949,290

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley L. Zanin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Lowe Zanin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPEN FINANCIAL SOLUTIONS, LLC

OBERMEYER WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/2014

Current Firm

ASPEN FINANCIAL SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPEN FINANCIAL SOLUTIONS, LLC

TRUST BUT VERIFY

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