Walter R. Obermeyer
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CRD#: 4369855
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Raymond Obermeyer was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1999. Walter had worked at 1 firm and has passed the Series 65 exam.
Biography
Obermeyer Wood Investment Counsel is one of Colorado's largest RIAs, with roots dating back to 1982. We serve families in over 40 states through our offices in Aspen ad Denver, CO.
Our firm is guided by our core principles: A disciplined process, an independent perspective, and a commitment to putting clients first. We deploy a strategic, value-oriented investment process in managing clients accounts, and position ourselves as our clients' financial sounding board to help them successfully navigate life's journey.
Question & Answer
What are your service offerings?
Trust & estate planning
Trading individual securities
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Walter R. Obermeyer Holdings, Inc., Not investment-related, Holding Company to hold interest in Obermeyer Wood Investment Counsel, LLLP, President, 9/30/2014, 5 hours per month, 0 hours during trading hours, fulfill duties of President, 501 Rio Grande Place Suite 107 Aspen CO 81611
2) Sport Obermeyer, Ltd, Not investment-related, Ski Clothing Manufacturer/Wholesaler, Vice Chairman, 1995, 2 hours per month, 1 hour during trading hours, Board Participation, 115 AABC Aspen CO 81611
3) Ptarmigan Resources & Energy, Inc., Not investment-related, Hydroelectric Generation Company, President, 1984, 3 hours per month, 1 hour during trading hours, fulfill duties of President, 115 AABC Aspen CO 81611
4) Vector Enterprises LLC, Not investment-related, Holds Rental Real Estate, Manager, 2006, 1 hour per month, 0 hours during trading hours, manage real estate, 501 Rio Grande Place Suite 107 Aspen CO 81611
5) Unit 109 OP LLC, Not investment-related, Holds Rental Real Estate, Manager, 1997, 1 hour per month, 0 hours during trading hours, manage real estate, 04900 Aspen Oak Drive Aspen CO 81611
6) City Lights Design LLC, Not investment-related, Holds Rental Real Estate, Manager, 9/27/2014, 1 hour per month, 0 hours during trading hours, manage real estate, 115 AABC Aspen CO 81611
7) Independence Assosicates LLC, Not investment-related, Owns TBM Aircraft, Manager, 2007, 1 hour per month, 0 hours during trading hours, operate aircraft, 501 Rio Grande Place Suite 107 Aspen CO 81611
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
1985 - 1986
Economics
1980 - 1984
1980 - 1984
Experience
Past
January 1, 1999 - May 29, 2025
OBERMEYER WEALTH PARTNERS
RIA
CRD#: 110069
ASPEN, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OBERMEYER WEALTH PARTNERS
OBERMEYER ASSET MANAGEMENT CO | OBERMEYER WOOD INVESTMENT COUNSEL, LLLP | OBERMEYER WEALTH PARTNERS | OBERMEYER ASSET MANAGEMENT, LLC
CRD#: 110069 / SEC#: 801-54953
RIA
Registered Investment Advisory firm - (10/10/1997 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
OW
OBERMEYER WEALTH PARTNERS
OBERMEYER ASSET MANAGEMENT CO | OBERMEYER WOOD INVESTMENT COUNSEL, LLLP | OBERMEYER WEALTH PARTNERS | OBERMEYER ASSET MANAGEMENT, LLC
CRD#: 110069 / SEC#: 801-54953
RIA
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Contact information
Main Address
501 Rio Grande Place Suite 107, Aspen, CO 81611
Mailing Address
Phone number
(970) 925-8747
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,552 |
| AUM (Assets Under Management) | $ 2,605,361,223 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2025 | ||
| 06/27/2024 | ||
| 12/22/2023 | ||
| 02/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OBERMEYER WEALTH PARTNERS
President & Co-FounderCRD#: 110069TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
