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KG

Karen R. Goodfriend

WEALTHVALUES
Redwood City, CA 94065
Some features on this profile are disabled
CRD#: 4369844
KG

Professional summary

Karen Rae Goodfriend, CFP®, who also goes by Karen R. Goodfriend, is a registered financial advisor currently at WEALTHVALUES, LLC located in Redwood City, California.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Karen has worked at 3 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Karen R. Goodfriend

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Rae Goodfriend's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1995

Experience

Current

April 20, 2006 - Present

WEALTHVALUES, LLC

Office #1: 303 Twin Dolphin Dr. Suite 600, Redwood City, CA 94065
RIA
CRD#: 140004
Redwood City, CA
Past

June 1, 2004 - July 27, 2006

ALLIED CONSULTING GROUP

RIA
CRD#: 113535
LOS ANGELES, CA
Past

April 3, 2000 - June 22, 2004

GOLDSTEIN MUNGER + ASSOCIATES

RIA
CRD#: 109620
MENLO PARK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WL
WEALTHVALUES, LLC
KK WEALTH ADVISORS | WEALTHVALUES, LLC | KK WEALTH ADVISORS, LLC

CRD#: 140004 / SEC#: 801-66449

RIA
Registered Investment Advisory firm - (3/21/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/20/2006)
IAR
Texas
(4/20/2006)

Exams

Current Firm

WL
WEALTHVALUES, LLC
KK WEALTH ADVISORS | WEALTHVALUES, LLC | KK WEALTH ADVISORS, LLC

CRD#: 140004 / SEC#: 801-66449

RIA
Registered Investment Advisory firm - (3/21/2006 Approved)
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Contact information

Main Address
303 Twin Dolphin Dr. Suite 600, Redwood City, CA 94065
Mailing Address
Phone number
(650) 941-5530
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (2 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEALTHVALUES, LLC - FORM ADV PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts146
AUM (Assets Under Management)$ 410,565,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHVALUES, LLC

CRD#: 140004Redwood City, CA 94065

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