Dennis J. Karstens
Professional summary
Dennis Jacob Karstens, who also goes by D. Jake Karstens, Dennis J Karstens, Dennis J. Karstens, Jake Karstens, is a registered financial advisor currently at KARSTENS WEALTH located in Oak Brook, Illinois.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Dennis has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Jacob Karstens's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2022 - Present
KARSTENS WEALTH
Office #1: 1415 W 22nd St Tower Floor, Oak Brook, IL 60523March 3, 2014 - May 2, 2022
INTERACTIVE FINANCIAL ADVISORS
November 15, 2011 - October 3, 2014
BROOKLIGHT PLACE SECURITIES, INC.
November 19, 2009 - July 15, 2011
COUNTRY CAPITAL MANAGEMENT COMPANY
March 30, 2009 - October 26, 2009
ALLSTATE FINANCIAL SERVICES, LLC
March 2, 2006 - November 19, 2008
AMG DISTRIBUTORS, INC.
October 7, 2005 - February 21, 2006
FOCUSED INVESTMENTS L.L.C.
December 19, 2002 - May 27, 2005
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/14/2022)
Exams
Current Firm
KARSTENS WEALTH
CRD#: 321646 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 2,860,000 |
Red Flags
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