DC
Darian H. Chen
CWA ASSET MANAGEMENT GROUP
Naples, FL 34109
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CRD#: 4369642
DC
Professional summary
Darian Hong Chen, CFA, who also goes by Ying Hong Chen, is a registered financial advisor currently at CWA ASSET MANAGEMENT GROUP located in Naples, Florida.
Darian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Darian has worked at 5 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ying Hong Chen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM A MEMBER IN THE FOLLOWING LIMITED LIABILITY COMPANIES THAT OWN REAL ESTATE FOR RENTAL INCOME.
FOR ALL BUT TWO OF THE LLCS, THE ADDRESS IS 4925 FOOTE ROAD, MEDINA OHIO. THE ADDRESS FOR THE OTHER TWO IS A PO BOX. I PRIMARILY SERVE AS BOOKKEEPER FOR THE LLCS. MOST OF THE WORK IS DONE ON WEEKENDS AND/OR AT NIGHT. THE START DATE FOR ONE OF THE LLCS IS 2008 AND FOR THE REMAINING LLCS IN 2013 OR 2014. I ESTIMATE THAT I SPEND A TOTAL OF 10 HOURS PER MONTH (OUTSIDE OF SECURITIES TRADING HOURS) ON THESE ENDEAVORS.
CRS (Client Relationship Summary) - RIA
Click below to view Darian Hong Chen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 15, 2025 - Present
CWA ASSET MANAGEMENT GROUP
Office #1: 9130 Galleria Court Third Floor, Naples, FL 34109RIA
CRD#: 158940
Naples, FL
Past
August 28, 2014 - May 5, 2025
BRAY CAPITAL ADVISORS, LLC
RIA
CRD#: 170289
NAPLES, FL
Past
March 26, 2007 - December 23, 2008
SEQUOIA FINANCIAL GROUP, L.L.C.
RIA
CRD#: 117756
CLEVELAND, OH
Past
May 21, 2004 - June 6, 2014
GRATRY & COMPANY, LLC
RIA
CRD#: 104541
CLEVELAND, OH
Past
January 1, 2000 - March 26, 2004
FIRST FIDUCIARY INVESTMENT COUNSEL INC
RIA
CRD#: 111144
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CWA ASSET MANAGEMENT GROUP
BLUEHARBOR WEALTH ADVISORS | CWA ASSET MANAGEMENT GROUP, LLC | CWA ASSET MANAGEMENT GROUP | CAPITAL WEALTH ADVISORS
CRD#: 158940 / SEC#: 801-79715
RIA
Registered Investment Advisory firm - (5/22/2014 Approved)Florida
Registered Investment Advisory firm - (5/23/2014 Terminated)Nebraska
Registered Investment Advisory firm - (5/23/2014 Terminated)North Carolina
Registered Investment Advisory firm - (5/23/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/31/2025)
IAR
Ohio(1/15/2025)
Exams
Current Firm
CA
CWA ASSET MANAGEMENT GROUP
BLUEHARBOR WEALTH ADVISORS | CWA ASSET MANAGEMENT GROUP, LLC | CWA ASSET MANAGEMENT GROUP | CAPITAL WEALTH ADVISORS
CRD#: 158940 / SEC#: 801-79715
RIA
Registered Investment Advisory firm - (5/22/2014 Approved)Florida
Registered Investment Advisory firm - (5/23/2014 Terminated)Nebraska
Registered Investment Advisory firm - (5/23/2014 Terminated)North Carolina
Registered Investment Advisory firm - (5/23/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9130 Galleria Court Third Floor, Naples, FL 34109
Mailing Address
Phone number
(239) 434-7434
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,702 |
| AUM (Assets Under Management) | $ 4,065,327,201 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 12/20/2024 | ||
| 10/13/2023 | ||
| 12/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
