UD
Ursula R. Daley
VESTGEN ADVISORS
Oak Brook, IL 60523
Some features on this profile are disabled
CRD#: 4369630
UD
Professional summary
Ursula Robinson Daley, who also goes by Ursula Anne Robinson, is a registered financial advisor currently at VESTGEN ADVISORS, LLC located in Oak Brook, Illinois and PRIVATE CLIENT SERVICES, LLC located in Oak Brook, Illinois.
Ursula is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Ursula has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ursula Anne Robinson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental Property. Oranjestad, Aruba. I am a co-owner of a rental property located in Oranjestad, Aruba as of 9/9/2021. I am co-owner. I don't have a role as a person that markets or manages the property. My husband is the main point of contact for all rentals. 1 hr/mo; 0 during trading hrs. Investment related. 2) Daley Partners Investments LLC. 10 London Hill Rd, Apt 3, Moultonborough NH 03254. This LLC is an entity created for the purpose of buying and managing real estate in Massachusetts, as of 3/27/2019. I am a partner in this LLC. 1 hr/mo; 0 during trading hrs. Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Ursula Robinson Daley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2025 - Present
VESTGEN ADVISORS, LLC
Office #1: 1415 W. 22nd Street Tower Floor, Oak Brook, IL 60523RIA
CRD#: 318657
Oak Brook, IL
Current
October 6, 2025 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 1415 W. 22nd St Tower Floor, Oak Brook, IL 60523RIA
BD
CRD#: 120222
Oak Brook, IL
Past
December 17, 2018 - October 6, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Oak Brook, IL
Past
December 17, 2018 - October 6, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Oak Brook, IL
Past
February 28, 2003 - December 21, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
OAK BROOK, IL
Past
February 27, 2002 - December 21, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
OAK BROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/6/2025)
RR
Alaska(10/6/2025)
RR
Arizona(10/6/2025)
RR
Arkansas(10/6/2025)
RR
California(10/6/2025)
RR
Colorado(10/6/2025)
RR
Connecticut(10/6/2025)
RR
District of Columbia(10/6/2025)
RR
Florida(10/6/2025)
RR
Illinois(10/6/2025)
IAR
Illinois(10/6/2025)
RR
Indiana(10/6/2025)
RR
Iowa(10/6/2025)
RR
Massachusetts(10/6/2025)
RR
Michigan(10/6/2025)
RR
Minnesota(10/6/2025)
RR
Missouri(10/6/2025)
RR
Montana(10/9/2025)
RR
New Hampshire(10/6/2025)
IAR
New Hampshire(10/6/2025)
RR
New Mexico(10/6/2025)
RR
North Carolina(10/6/2025)
RR
Ohio(10/6/2025)
RR
Oregon(10/6/2025)
RR
Pennsylvania(10/6/2025)
RR
Rhode Island(10/6/2025)
RR
South Carolina(10/6/2025)
RR
Tennessee(10/6/2025)
RR
Texas(10/6/2025)
RR
Vermont(10/6/2025)
RR
Virginia(10/6/2025)
RR
Washington(10/6/2025)
RR
Wisconsin(10/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
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Contact information
Main Address
1605 West Colonial Parkway, Inverness, IL 60067
Mailing Address
Phone number
(312) 237-4446
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,800 |
| AUM (Assets Under Management) | $ 3,470,310,102 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
