John Y. Gebhard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Yates Gebhard, who also goes by John Yates Gebhard, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2013 - September 24, 2014
INSPEREX LLC
November 5, 2013 - September 24, 2014
INCAPITAL DISTRIBUTORS LLC
June 27, 2011 - November 5, 2013
AST INVESTMENT SERVICES, INC.
June 27, 2011 - November 5, 2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
May 11, 2010 - June 16, 2011
COREBRIDGE CAPITAL SERVICES, INC.
December 6, 2008 - May 7, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
September 20, 2004 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
September 20, 2004 - May 7, 2010
JOHN HANCOCK DISTRIBUTORS LLC
March 12, 2004 - April 7, 2004
MONTEROSSO INVESTMENTS
December 15, 2003 - February 17, 2004
JOHN HANCOCK DISTRIBUTORS LLC
June 20, 2002 - February 17, 2004
JOHN HANCOCK DISTRIBUTORS LLC
May 15, 2001 - August 2, 2001
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSPEREX LLC
CRD#: 101420 / SEC#: , 8-52081
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
