Phillip Schoenecke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Schoenecke, who also goes by Phillip Paul Schoenecke, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 2001. Phillip had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2017 - November 2, 2017
HOWARD CAPITAL MANAGEMENT, INC.
September 16, 2016 - April 20, 2017
FIRSTRUST
April 22, 2016 - May 3, 2016
LBMZ SECURITIES, INC.
December 3, 2004 - September 25, 2015
ENVESTNET PMC
June 25, 2004 - September 25, 2015
PORTFOLIO BROKERAGE SERVICES, INC.
June 15, 2001 - June 13, 2003
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
HOWARD CAPITAL MANAGEMENT, INC.
CRD#: 118070 / SEC#: 801-69763
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOWARD CAPITAL MANAGEMENT, INC.
CRD#: 118070 / SEC#: 801-69763
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,684 |
| AUM (Assets Under Management) | $ 6,866,502,932 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
