Michael D. Mcclellan
Professional summary
Michael David Mcclellan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Michael had worked at 2 firms, which includes GREGORY ZENT & SWANSON INC., RAYMOND JAMES & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2003 - February 2, 2005
GREGORY, ZENT & SWANSON INC.
October 9, 2001 - February 2, 2005
GREGORY, ZENT & SWANSON INC.
May 30, 2001 - July 10, 2001
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GREGORY, ZENT & SWANSON INC.
CRD#: 22590 / SEC#: 801-32530, 8-39857
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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