Dawn Van Dyck
Professional summary
Dawn Van Dyck, who also goes by Dawn Marie Mackay, Dawn Marie Van Dyck, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Punta Gorda, Florida and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Dawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Dawn has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dawn Van Dyck's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2021 - Present
MISSIONSQUARE RETIREMENT
August 17, 2021 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240March 1, 2021 - August 2, 2021
EDWARD JONES
January 20, 2021 - August 2, 2021
EDWARD JONES
October 15, 2019 - February 2, 2021
SWBC INVESTMENT ADVISORY SERVICES LLC
March 31, 2015 - August 24, 2016
PARK AVENUE SECURITIES LLC
May 25, 2004 - March 31, 2015
GUARDIAN INVESTOR SERVICES LLC
December 17, 2003 - April 21, 2004
PARK AVENUE SECURITIES LLC
May 15, 2001 - June 2, 2003
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2024)
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(8/17/2021)
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Exams
Series 7TO
Date: 3/1/2021
General Securities Representative ExaminationFINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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