Kimberly M. Omes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Michelle Omes, who also goes by Kimberly M Omes, Kimberly M Winscott, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2012. Kimberly had worked at 2 firms and has passed the Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2013 - December 31, 2017
DELTA SECURITIES COMPANY, LLC
August 7, 2012 - July 16, 2021
SIGNATURE ESTATE SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
DELTA SECURITIES COMPANY, LLC
CRD#: 130577 / SEC#: , 8-66364
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
