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MD

Michael David Drusano

CGA SECURITIES
BALTIMORE, MD
·CRD# 4369011·15 years experience

Professional Summary

Michael David Drusano, who also goes by Mike Drusano, is a registered financial advisor currently at CGA SECURITIES, LLC located in Baltimore, Maryland. Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 2 firms and has passed the SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Drusano

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

CGA SECURITIES, LLC·CRD# 32301
BD
1. 2 Village Square Suite 255, Baltimore, MD 212102. 2 Village Square Suite 255, Baltimore, MD 21210
August 21, 2013 - Present
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
July 25, 2002 - November 2, 2004

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Current Firm

CS
CGA SECURITIES, LLC

BLUE HILL SECURITIES, INC. | WALSH PARTNERS, INC. | WALSH PARTNERS CAPITAL CORPORATION | PACE FINANCIAL SERVICES, LLC | CGA SECURITIES, LLC

CRD#: 32301 / SEC#: 8-45684
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

2 Village Square Suite 255, Baltimore, MD 21210

Mailing Address

2 Village Square Suite 255, Baltimore, MD 21210

Phone Number

(410) 308-6200

Established

Maryland since 12/24/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CGA CAPITAL HOLDINGS, LLCOWNER/ MANAGING MEMBER—
CAMPBELL, ROBERTFINOP1349154
GORE, WILLIAM KYLEMANAGING DIRECTOR/CCO2194193
POHLHAUS, ROBERT CARLCO-CCO1982680

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Maryland
(8/23/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael David Drusano's CRS (Customer Relationship Summary).

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MD
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