RM

Robert A. Marshalla

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CRD#: 4368910
RM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Alvin Marshalla was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2002. Robert had worked at 2 firms .

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 3, 2006 - December 31, 2012

MARSHALLA ASSET MANAGEMENT

RIA
CRD#: 123371
LOS ALTOS, CA
Past

September 26, 2002 - January 7, 2003

STARMONT ASSET MANAGEMENT, LLC

RIA
CRD#: 118637
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


MA
MARSHALLA ASSET MANAGEMENT
MARSHALLA ASSET MANAGEMENT | MARSHALLA ASSET MANAGEMENT, LLC

CRD#: 123371 / SEC#: 801-61538

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Contact information


Main Address
95 Main Street Suite 9, Los Altos, CA 94022
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Part 2 Brochures

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARSHALLA ASSET MANAGEMENT

CRD#: 123371

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