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Michael R. Lombardo
PERIGON WEALTH MANAGEMENT
Westport, CT 06880
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CRD#: 4368492
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Professional summary
Michael Robert Lombardo, CFP® is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Westport, Connecticut.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COMPANY NAME: NAUSET STRATEGIC PARTNERS, INC. (FORMERLY SMI, INC., CHANGED IN MAY, 2000) INVESTMENT RELATED BUSINESS: YES AS OWNING MEMBER OF NAUSET WEALTH MANAGEMENT, LLC ADDRESS: 83 RICHMONDVILLE AVE., WESTPORT, CT 06880 NAURE OF BUSINESS: MARKET CONSULTING AND OWNING MEMBER OF NAUSET WEALTH MANAGEMENT, LLC POSITION: PRESIDENT START: 09/1990 HOURS/MONTH DEVOTED TO BUSINESS: 10 HOURS PER MONTH HOURS/MONTH DURING SECURITIES TRADING HOURS: 5 HOURS PER MONTH DUTIES: LIMITED MARKETING CONSULTING ACTIVITIES
CRS (Client Relationship Summary) - RIA
Click below to view Michael Robert Lombardo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
November 15, 2022 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 225 Main Street Suite 301, Westport, CT 06880RIA
CRD#: 131037
Westport, CT
Past
July 19, 2000 - January 13, 2023
NAUSET WEALTH MANAGEMENT, LLC
RIA
CRD#: 110360
WESTPORT, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(11/15/2022)
IAR
Texas(11/30/2023)
Exams
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Company Information
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037Westport, CT 06880TRUST BUT VERIFY
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